Proactive retirement planners may have already heard about the Department of Labor’s recent release of the first in a series of FAQs regarding the new rule called the Best Interest Contract Exemption” or BICE. BICE, which goes into effect in April … [Continue reading]
NASAA Concentration Limits
In my career, and especially in my current position as CSO of Investor Services, I have had the great and somewhat unusual experience of getting to know stakeholders who work across all sub-sectors of the alternative asset industry. It is always a … [Continue reading]